What does alliance Advisors do?
Alliance Advisors counsels companies from all industries. We successfully complete 600 assignments for our clients annually including proxy contests, complex solicitation campaigns, mergers, tender offers and sophisticated governance and market research.
What do proxy advisors do?
Proxy advisers are firms that give non-binding recommendations to institutional investors, such as super funds, on how to engage with companies in which they invest. This often involves taking positions on remuneration resolutions and matters involving environmental, social and governance concerns.
What is an exempt solicitation?
SEC Form PX14A6G, a notice of exempt solicitation that is filed with the Securities and Exchange Commission, notifies shareholders it is exempt from conventional solicitation rules, notably in proxy fights. An investor looking to oppose a shareholder proposal in the proxy statement files SEC Form PX14A6G.
Do proxy rules apply to private companies?
The “proxy access” rules apply to all companies that are subject to the Exchange Act proxy rules — including investment companies and controlled companies — other than companies that are subject to the Exchange Act solely because they have debt securities registered under the Act.
What is an ISS report?
Institutional Shareholder Services Inc. (ISS) is a proxy advisory firm. Hedge funds, mutual funds and similar organizations that own shares of multiple companies pay ISS to advise (and often vote their shares) regarding share holder votes. It is the largest such firm, with over 61 percent of the business.
How many clients does ISS have?
1,700 clients
Since its founding in 1985, ISS has expanded to over 1,000 employees and 1,700 clients. ISS clients include institutional investors such as hedge funds, brokerage firms, and labor union and government employee pension funds that own billions of dollars of stock in the world’s largest corporations.
What is golden parachute compensation?
A “golden parachute” agreement is one in which an employer states that it will pay a key executive or group of executives an amount over and above normal compensation in the event of a change in ownership or control of the corporation or a substantial portion of the corporation’s assets.
Why Alliance proxy solicitors?
Since 2005, Alliance has been a leader in applying innovative methods to proxy solicitation and investor intelligence. Our command of corporate governance, the proxy process and use of technology has allowed Alliance to surpass client expectations and gain the respect of both corporations and the investment community.
Why Alliance Advisors?
As a premier proxy solicitation, corporate governance advisory and investor intelligence firm, Alliance Advisors provides its clients with year-round strategic guidance using proprietary shareholder intelligence and technology.
Who are Tyler and Kelsey from Alliance Advisors?
Tyler Herka is a Senior Vice President in the Proxy Solicitation Group at Alliance Advisors. Working with corporate issuers, Tyler focuses on providing Kelsey Serritella is a Vice President in the Proxy Solicitation Group at Alliance Advisors, where she assists clients with proxy solicitation matters, corp
Why proxy contest/M&A at Alliance?
The Proxy Contest/M&A Group at Alliance consists of experienced and highly skilled proxy executives with decades of experience with these specific events. We have an unparalleled track record of success because we penetrate the layers of ownership within the proxy voting system to identify the actual vote drivers.
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